Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Keller is a financial advisor who has been in the industry since 1987. Douglas is currently registered with Northwestern Mutual Investment Services, LLC and has been with the firm since 1995. Prior to that, Douglas worked at ROBERT W. BAIRD & CO. INCORPORATED and GUARDIAN INVESTOR SERVICES CORPORATION. Douglas holds a number of licenses and certifications, including Series 7, 6, 63, 66, 8, 9, 10, and SIE. Douglas is registered in 23 states and is a Registered Principal with Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
NY
02/02/1995 - Present
Northwestern Mutual Investment Services, LLC (NEW YORK NY)
WI
01/06/1995 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NY
02/13/1989 - 01/17/1995
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NA
03/25/1988 - 02/06/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
07/31/1987 - 04/14/1988
MUTUAL OF OMAHA FUND MANAGEMENT COMPANY
BOTH
Issued 12/14/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/18/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/20/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/1989
Series 7 - General Securities Representative Examination
BC
Issued 07/23/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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