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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Lindley is an investment advisor representative with Cetera Investment Advisers LLC. Douglas has been in the financial services industry since 1999. Douglas specializes in providing financial planning, pension consulting, and educational seminars for individuals and businesses. Douglas is registered with the state of Ohio and Texas. In addition to Cetera Investment Advisers, Douglas is affiliated with other firms including Woodbury Financial Services, Inc., AXA Advisors, LLC and MONY Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OH
03/21/2024 - Present
Cetera Investment Advisers LLC (DAYTON OH)
OH
10/29/2007 - 03/28/2013
WOODBURY FINANCIAL SERVICES, INC. (DAYTON OH)
OH
06/01/2005 - 11/05/2007
AXA ADVISORS, LLC (DAYTON OH)
NY
04/29/1999 - 06/01/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
IA
Issued 12/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/8/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/28/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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