Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Lindley has over 24 years of experience in the financial services industry. Douglas is currently registered with Cetera Investment Advisers LLC. Douglas was previously registered with Woodbury Financial Services, Inc., AXA Advisors, LLC, and MONY Securities Corporation. Douglas holds the Series 7, Series 63, Series 65 and SIE securities licenses. Douglas Lindley works with clients across a variety of financial planning needs including individuals, corporations, high net worth individuals, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OH
03/21/2024 - Present
Cetera Investment Advisers LLC (DAYTON OH)
OH
10/29/2007 - 03/28/2013
WOODBURY FINANCIAL SERVICES, INC. (DAYTON OH)
OH
06/01/2005 - 11/05/2007
AXA ADVISORS, LLC (DAYTON OH)
NY
04/29/1999 - 06/01/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
IA
Issued 12/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/08/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Douglas Lindley is the right advisor for you? Invested Better is here to help.
