Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Gordon is a financial advisor with over 30 years of experience in the financial services industry. Douglas is registered with MML Investors Services, LLC and has also held previous registrations with MSI Financial Services, Inc. and New England Securities. Douglas has held Series 6, Series 22, Series 63, and Series 65 licenses and has worked with a variety of clients including individuals, trusts, foundations, corporations, insurance companies, pension and profit-sharing plans, and charitable organizations. Douglas's primary focus is to provide financial advice and guidance to his clients to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CT
05/19/2017 - Present
MML Investors Services, LLC (WEST HARTFORD CT)
CT
01/02/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (WEST HARTFORD CT)
CT
08/05/1986 - 01/02/2015
NEW ENGLAND SECURITIES (WEST HARTFORD CT)
IA
Issued 09/04/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/21/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/1987
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 08/04/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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