Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Michael Washburn is a registered representative with Private Advisor Group, LLC. Washburn is also registered as an Investment Advisor Representative (IAR) and has been active in the securities industry since September 17, 1993. Washburn has licenses in multiple states and provides investment advice to individuals, corporations, and other entities. Washburn is also licensed to sell variable insurance products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
NY
01/17/2014 - Present
Private Advisor Group, LLC (WILLIAMSVILLE NY)
NY
12/23/1998 - 12/19/2013
FIRST ALLIED SECURITIES, INC. (WILLIAMSVILLE NY)
NY
04/13/1994 - 12/07/1998
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NA
09/03/1993 - 04/21/1994
MATHEWS, HOLMQUIST & ASSOCIATES, INC.
IA
Issued 07/01/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/01/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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