Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Stockslager is a financial advisor with over 20 years of experience in the industry. Douglas is currently registered with Hartford Funds, a firm that provides investment advice to states in connection with 529 plans and model recommendations. Before joining Hartford Funds, Douglas worked at ALPS Distributors, Inc., Lord Abbett Distributor LLC, UBS Financial Services Inc. and Alliance Fund Distributors, Inc. Douglas is a registered representative in Colorado and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Strategic management for diversified investment portfolios.
Registrant provides investment advice to states in connection with 529 plans and model recommendations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees related to 529 plans and model recommendations.
1
2
PA
10/16/2024 - Present
Hartford Funds (WAYNE PA)
CO
01/22/2016 - 08/20/2018
ALPS DISTRIBUTORS, INC. (DENVER CO)
NJ
10/17/2003 - 09/18/2015
LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)
NJ
02/12/2002 - 10/02/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
TN
03/09/2001 - 02/12/2002
ALLIANCE FUND DISTRIBUTORS, INC. (NASHVILLE TN)
BOTH
Issued 02/21/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/18/2016
Series 30 - NFA Branch Manager Examination
BC
Issued 05/24/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2016
Series 3 - National Commodity Futures Examination
BC
Issued 02/11/2002
Series 7 - General Securities Representative Examination
BC
Issued 03/08/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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