Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Michael Steve is a financial advisor with over 15 years of experience in the financial industry. Douglas is currently registered with LPL Financial LLC in Indiana, Pennsylvania, and also holds a registration in Texas. Douglas has held previous registrations with Nationwide Securities, LLC, 1717 Capital Management Company, and Horace Mann Investors Inc. Douglas specializes in providing investment advice and financial planning services to individuals, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
06/14/2021 - Present
LPL Financial LLC (INDIANA PA)
PA
08/01/2008 - 10/16/2019
NATIONWIDE SECURITIES, LLC (CLAYSBURG PA)
PA
11/13/2007 - 08/01/2008
1717 CAPITAL MANAGEMENT COMPANY (INDIANA PA)
PA
08/17/2005 - 12/07/2007
HORACE MANN INVESTORS INC (INDIANA PA)
IA
Issued 03/02/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/08/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Douglas Steve is the right advisor for you? Invested Better is here to help.
