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Douglas Michael Simms

Huntleigh Advisors, Inc.

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About Douglas Michael Simms

Douglas Simms is a financial advisor with Huntleigh Advisors, Inc., a firm that has offices in ST. LOUIS, MO. Douglas has been a financial advisor for over 13 years, and is registered in Missouri and Illinois. He is also registered as an Investment Advisor Representative in both states. Doug has a background in financial planning and provides financial advice to individuals and families. He has experience in a variety of areas, including retirement planning, college savings, and estate planning. Douglas is dedicated to providing his clients with personalized financial advice and guidance.

Firm Information

Douglas Simms is currently registered with Huntleigh Advisors, Inc.. Huntleigh Advisors, Inc. is an investment advisor registered with the SEC and located in ST. LOUIS, MO. The firm has 40 licensed agents, 53 investment adviser representatives, 49 registered representatives, and 53 investment advisory functions. Huntleigh Advisors, Inc. provides portfolio management services for individuals and pension consulting. They manage approximately $445,422,627 in regulatory assets under management for 1,422 accounts. The firm primarily serves individuals other than high-net-worth, high-net-worth individuals, corporations or other businesses, and charitable organizations.
Huntleigh Advisors, Inc.

7800 FORSYTH BLVD.

ST. LOUIS, MO 63105

$445.42M

Assets Under Management

Not reported

Total Clients

55

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitor/third party manager fees

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Douglas Simms’s Registration & Firm History

MO

01/08/2021 - Present

Huntleigh Advisors, Inc. (ST. LOUIS MO)

MO

10/24/2017 - 12/03/2021

K. W. CHAMBERS & CO. (CLAYTON MO)

MO

01/23/2014 - 10/25/2017

NATIONAL PLANNING CORPORATION (SAINT LOUIS MO)

MO

08/03/2011 - 01/28/2014

K. W. CHAMBERS & CO. (ST. LOUIS MO)

KY

06/19/2009 - 04/06/2011

SILVER OAK SECURITIES, INCORPORATED (LOUISVILLE KY)

IL

01/25/2008 - 06/03/2009

EDWARD JONES (COLLINSVILLE IL)

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Licenses & Designations

BOTH

Issued 02/09/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/11/2009

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/24/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Douglas Michael Simms.
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