Unclaimed
Douglas Simms is a financial advisor with Huntleigh Advisors, Inc., a firm that has offices in ST. LOUIS, MO. Douglas has been a financial advisor for over 13 years, and is registered in Missouri and Illinois. He is also registered as an Investment Advisor Representative in both states. Doug has a background in financial planning and provides financial advice to individuals and families. He has experience in a variety of areas, including retirement planning, college savings, and estate planning. Douglas is dedicated to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Solicitor/third party manager fees
1
2
MO
01/08/2021 - Present
Huntleigh Advisors, Inc. (ST. LOUIS MO)
MO
10/24/2017 - 12/03/2021
K. W. CHAMBERS & CO. (CLAYTON MO)
MO
01/23/2014 - 10/25/2017
NATIONAL PLANNING CORPORATION (SAINT LOUIS MO)
MO
08/03/2011 - 01/28/2014
K. W. CHAMBERS & CO. (ST. LOUIS MO)
KY
06/19/2009 - 04/06/2011
SILVER OAK SECURITIES, INCORPORATED (LOUISVILLE KY)
IL
01/25/2008 - 06/03/2009
EDWARD JONES (COLLINSVILLE IL)
BOTH
Issued 02/09/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/11/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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