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Douglas Michael O'Brien

Steward Partners Investment Solutions, LLC

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About Douglas Michael O'Brien

Douglas Michael O'Brien is a financial advisor at Steward Partners Investment Solutions, LLC. Douglas is registered with FINRA and holds the Series 7TO and SIE licenses. Douglas has been in the financial industry since 2023 and has previously worked at Raymond James Financial Services, Inc. in Westborough, MA. The branch office for Douglas Michael O'Brien is located at 15495 SW SEQUOIA PARKWAY, SUITE 150, in Portland, OR.

Firm Information

Douglas O'Brien is currently registered with Steward Partners Investment Solutions, LLC. Steward Partners Investment Solutions, LLC is a Limited Liability Company formed in 2021 and is registered in 53 states and the SEC. The firm has reported 13 regulatory events and 1 arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

37

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Douglas O'Brien’s Registration & Firm History

OR

07/12/2024 - Present

Steward Partners Investment Solutions, LLC (PORTLAND OR)

MA

07/07/2023 - 06/28/2024

RAYMOND JAMES FINANCIAL SERVICES, INC. (WESTBOROUGH MA)

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Licenses & Designations

BC

Issued 06/27/2023

Series 7TO - General Securities Representative Examination

BC

Issued 05/17/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Douglas Michael O'Brien.
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