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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Mullowney is a financial advisor registered with LPL Financial LLC. Douglas has been working in the financial services industry since November 16, 1997. Douglas holds a Series 6, Series 7, and Series 66 licenses. Douglas is licensed in multiple states, including Montana, Arkansas, California, Colorado, Florida, Georgia, Idaho, Iowa, Louisiana, Minnesota, Missouri, New Mexico, North Dakota, South Dakota, Texas, Utah, Washington, and Wyoming. Douglas is also registered as an Investment Advisor Representative (IAR) with LPL Financial LLC in the same states. Douglas is also affiliated with the National Association of Insurance and Financial Advisors (NAIFA). In addition to his work as a financial advisor, Douglas also owns and operates Montana Tax Group, PLLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MT
07/21/2021 - Present
LPL Financial LLC (BILLINGS MT)
MT
11/17/1997 - 07/21/2021
WADDELL & REED (BILLINGS MT)
BOTH
Issued 12/02/1997
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2001
Series 7 - General Securities Representative Examination
BC
Issued 11/14/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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