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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Michael Andrassy is a financial advisor with MAI Capital Management, LLC, a firm registered with the Securities and Exchange Commission (SEC). Douglas Andrassy has been a registered investment advisor since 1996 and has worked in the industry for over 18 years. Douglas Andrassy holds the Series 65 and 66 licenses. Douglas Andrassy's previous experience includes positions at LPL Financial LLC, WS Griffith Securities, Inc., National Planning Corporation, and Key Investments Inc. Douglas Andrassy's specialties include providing investment advice to individuals, businesses, investment companies, and pooled investment vehicles. Douglas Andrassy is a Certified Financial Planner (CFP).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Due diligence/research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of non-investment income
1
2
OH
02/05/2018 - Present
MAI Capital Management, LLC (CLEVELAND OH)
OH
03/07/2005 - 07/24/2013
LPL FINANCIAL LLC (CHAGRIN FALLS OH)
CT
03/30/2004 - 06/22/2004
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
CA
05/01/1998 - 12/22/1998
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
OH
06/12/1995 - 05/14/1996
KEY INVESTMENTS INC. (CLEVELAND OH)
BOTH
Issued 05/02/2013
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/16/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/29/2004
Series 7 - General Securities Representative Examination
Active
Inactive
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