Unclaimed
Douglas Maxwell Rogers is a financial advisor registered with Evercore Group LLC. Douglas has been in the financial industry for over 10 years. Douglas holds Series 63, Series 24, SIE and Series 79 licenses. Douglas is registered with the state of Texas and 36 other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
06/26/2012 - Present
Evercore Group LLC (HOUSTON TX)
BC
Issued 11/08/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/2024
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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