Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Matthew Deaton is a registered representative with Morgan Stanley. Douglas has been in the financial services industry since 2010. Douglas has passed the Series 31, 7, and 66 exams. Douglas is currently registered with FINRA and has been registered with the state of Texas since 2019. Douglas has previous experience with Sanford C. Bernstein & Co., LLC and Waterford Capital, Inc.. Douglas works in Austin, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
03/18/2019 - Present
Morgan Stanley (Austin TX)
TX
07/31/2014 - 03/28/2019
SANFORD C. BERNSTEIN & CO., LLC (DALLAS TX)
TX
02/08/2012 - 02/28/2012
WATERFORD CAPITAL, INC. (ADDISON TX)
TX
07/01/2009 - 02/10/2010
WATERFORD CAPITAL, INC. (ADDISON TX)
TX
08/20/2004 - 04/29/2008
SANFORD C. BERNSTEIN & CO., LLC (DALLAS TX)
BOTH
Issued 05/03/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2014
Series 7 - General Securities Representative Examination
BC
Issued 09/02/2004
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Douglas Deaton is the right advisor for you? Invested Better is here to help.
