Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Marvin Rees is a financial advisor with over 40 years of experience in the financial services industry. Rees is currently registered with Raymond James Financial Services Advisors, Inc. in Utah. Previously, Rees was with Morgan Stanley Smith Barney in Utah, Citigroup Global Markets Inc. in Utah and Everen Securities, Inc. in Missouri. Rees is a Series 7, 8, 9, 10, 63 and 65 licensed advisor. Rees provides a variety of services to individuals, businesses, pension and profit-sharing plans, corporations, charitable organizations and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
UT
10/14/2009 - Present
Raymond James Financial Services Advisors, Inc. (SALT LAKE CITY UT)
UT
06/01/2009 - 10/20/2009
MORGAN STANLEY SMITH BARNEY (SALT LAKE CITY UT)
UT
12/03/1998 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SALT LAKE CITY UT)
MO
09/04/1990 - 12/03/1998
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NA
08/24/1981 - 09/04/1990
BOETTCHER & COMPANY, INC.
IA
Issued 01/18/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/03/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/16/1987
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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