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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Peters is an investment advisor representative who has been in the industry since 1992. Douglas is currently registered with Voya Financial Advisors, Inc. in New York, New Jersey, and Texas. Douglas has a number of professional designations and has passed a variety of securities exams. Douglas has been recognized for their work in the industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
08/04/2021 - Present
Voya Financial Advisors, Inc. (MELVILLE NY)
NJ
03/04/2013 - 12/12/2014
NEW ENGLAND SECURITIES (SOMERSET NJ)
NJ
07/09/1991 - 12/12/2014
METLIFE SECURITIES INC. (SOMERSET NJ)
NJ
03/04/2013 - 09/06/2013
TOWER SQUARE SECURITIES, INC. (SOMERSER NJ)
NJ
03/04/2013 - 09/06/2013
WALNUT STREET SECURITIES, INC. (SOMERSET NJ)
NY
07/09/1991 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BOTH
Issued 05/18/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/05/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/30/2021
Series 24 - General Securities Principal Examination
BC
Issued 04/11/2013
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 02/17/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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