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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Marlow is a financial advisor with Avantax Advisory Services. Douglas has been in the industry since 1993 and is registered with the state of North Carolina as an investment advisor representative. Douglas is also a Certified Financial Planner and a Chartered Financial Consultant. Douglas has experience with a variety of clients, including individuals, families, businesses, and retirement plans. Douglas's services include financial planning, investment management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
TX
11/27/2023 - Present
Avantax Advisory Services (DALLAS TX)
NC
07/01/2019 - 03/04/2020
FIDELITY BROKERAGE SERVICES LLC (CHARLOTTE NC)
NC
02/05/2018 - 06/14/2019
CUSO FINANCIAL SERVICES, L.P. (Matthews NC)
NC
10/18/2006 - 04/12/2017
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
WI
02/10/2005 - 01/25/2006
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
IA
08/23/2002 - 01/24/2005
BROKER DEALER FINANCIAL SERVICES CORP. (WEST DES MOINES IA)
FL
01/16/1996 - 08/18/2000
INTERSECURITIES, INC. (ST. PETERSBURG FL)
NY
05/18/1991 - 01/02/1996
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
05/18/1991 - 01/02/1996
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
MO
03/08/1991 - 04/01/1991
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
TX
02/02/1990 - 03/11/1991
SUNPOINT SECURITIES, INC. (LONGVIEW TX)
NA
03/15/1989 - 02/13/1990
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
NA
09/24/1987 - 03/20/1989
BRAUER & ASSOCIATES, INC.
BC
Issued 02/21/2024
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 11/06/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/09/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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