Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Boschert is an investment advisor representative who has been in the industry since 1995. Douglas is currently registered with M Holdings Securities, Inc. and has been with the firm since 2002. Previously, Douglas worked for UBS PaineWebber Inc. and Smith Barney Inc. Douglas holds both Series 63 and 65 licenses as well as Series 7 and the SIE exam. Douglas specializes in providing financial planning, investment management, and portfolio management services to high-net-worth individuals, corporations, and pension and profit-sharing plans. Douglas has extensive experience in the industry and is committed to providing his clients with the highest quality of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KY
02/02/2023 - Present
M Holdings Securities, Inc. (COVINGTON KY)
NJ
04/28/1997 - 12/20/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
10/06/1995 - 05/09/1997
SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 09/27/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/19/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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