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Douglas Marc Singer

Nautica Asset Management LLC

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About Douglas Marc Singer

Douglas Singer is an investment advisor representative with Nautica Asset Management LLC. Douglas has been in the financial services industry for over 30 years. Douglas is registered with the state of Arizona. Douglas has experience providing financial planning and portfolio management for individuals.

Firm Information

Douglas Singer is currently registered with Nautica Asset Management LLC. Nautica Asset Management LLC is an investment advisory firm based in New York, NY. The firm provides financial planning, pension consulting, and portfolio management services to individuals. They manage approximately $782,000 in assets for 22 clients. The firm has 1 licensed agent and 1 investment advisor representative.

$782,000

Assets Under Management

Not reported

Total Clients

4

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Douglas Singer’s Registration & Firm History

MI

03/23/2023 - Present

Nautica Asset Management LLC (CANTON MI)

NC

04/10/2021 - 10/12/2021

INNOVATION PARTNERS LLC (CHARLOTTE NC)

NY

08/14/2018 - 04/16/2019

BENJAMIN & JEROLD BROKERAGE I, LLC (NEW YORK NY)

NY

10/09/2013 - 09/28/2016

BENJAMIN & JEROLD BROKERAGE I, LLC (NEW YORK NY)

AZ

09/24/2010 - 08/22/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SCOTTSDALE AZ)

TX

05/12/2009 - 10/15/2010

NEXT FINANCIAL GROUP, INC. (HOUSTON TX)

AZ

12/06/2007 - 04/09/2008

CAMBRIDGE INVESTMENT RESEARCH, INC. (SCOTTSDALE AZ)

NY

07/04/2005 - 05/16/2006

LADENBURG, THALMANN & CO., INC. (NEW YORK NY)

AZ

04/12/2006 - 04/27/2006

NEW ENGLAND SECURITIES (PHOENIX AZ)

TX

06/23/1993 - 07/16/2003

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

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Licenses & Designations

BOTH

Issued 06/29/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/14/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/25/1996

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/26/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Douglas Marc Singer. Review regulatory record here.
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