Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Nelson is a financial professional with over 30 years of experience in the industry. Currently, Douglas is associated with Stonex Financial Inc., working from their Alpharetta, GA office. Douglas has a strong track record of success in the financial services industry and is committed to providing personalized and comprehensive financial solutions to clients. He is registered to provide financial advice and products in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
GA
11/06/2018 - Present
Stonex Financial Inc. (ALPHARETTA GA)
GA
08/09/2017 - 10/22/2018
COWEN PRIME SERVICES LLC (Alpharetta GA)
GA
02/20/2014 - 12/31/2017
COWEN EXECUTION SERVICES LLC (Alpharetta GA)
GA
06/08/2006 - 09/02/2014
CONVERGEX PRIME SERVICES LLC (ALPHARETTA GA)
GA
09/05/2005 - 06/27/2006
TETON INVESTMENT PARTNERS, LLC (ALPHARETTA GA)
CA
08/15/2003 - 09/01/2005
GRANITE FINANCIAL GROUP, INC. (SAN DIEGO CA)
NY
03/08/1996 - 08/15/2003
NEOVEST TRADING (NEW YORK NY)
FL
05/05/1995 - 03/19/1996
FIRST SOUTHEASTERN SECURITIES GROUP, INCORPORATED (TAMPA FL)
GA
09/16/1991 - 05/15/1995
THE ROBINSON-HUMPHREY COMPANY INC. (ATLANTA GA)
NY
02/20/1991 - 09/20/1991
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
09/16/1989 - 02/21/1991
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 12/13/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/24/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/17/2006
Series 4 - Registered Options Principal Examination
BC
Issued 11/25/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2006
Series 3 - National Commodity Futures Examination
BC
Issued 08/19/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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