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Douglas Marc Greenstein

T. Rowe Price Investment Services, Inc.

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About Douglas Marc Greenstein

Douglas Marc Greenstein is a financial advisor with T. Rowe Price Investment Services, Inc.. Douglas has been in the financial services industry since 1988 and is registered with the Financial Industry Regulatory Authority (FINRA) as a General Securities Principal. Douglas has also passed the Series 3, SIE, 7 and 6 examinations. He is licensed in 53 states and holds licenses in both broker-dealer and investment advisor capacities. Prior to joining T. Rowe Price, Douglas worked for Aetna Investment Services, Inc., Aetna Capital Management, Inc. and Aetna Financial Services, Inc.

Firm Information

Douglas Greenstein is currently registered with T. Rowe Price Investment Services, Inc.. T. Rowe Price Investment Services, Inc. is a corporation formed on June 10, 1980. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. It has one regulatory event and three arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

612

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Douglas Greenstein’s Registration & Firm History

MD

04/11/1995 - Present

T. Rowe Price Investment Services, Inc. (BALTIMORE MD)

CT

10/15/1993 - 11/16/1994

AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)

CT

11/28/1989 - 10/15/1993

AETNA CAPITAL MANAGEMENT, INC. (HARTFORD CT)

CT

08/08/1988 - 12/21/1989

AETNA FINANCIAL SERVICES, INC. (HARTFORD CT)

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Licenses & Designations

IA

Issued 10/27/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/19/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/09/2017

Series 24 - General Securities Principal Examination

BC

Issued 11/27/2019

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/26/2014

Series 7 - General Securities Representative Examination

BC

Issued 08/05/1988

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Douglas Marc Greenstein.
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