Unclaimed
Douglas Macewen Brown is a financial advisor registered with Ameriprise Financial Services, LLC and LPL Enterprise, LLC. Douglas has been in the industry since 2023. Douglas holds a Series 7TO, Series 66, and SIE licenses. Douglas's firm, Ameriprise Financial Services, LLC, is a large firm offering financial planning, portfolio management, and other services to individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
02/07/2025 - Present
Ameriprise Financial Services, LLC (Johnstown PA)
BOTH
Issued 03/26/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/14/2024
Series 7TO - General Securities Representative Examination
BC
Issued 07/26/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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