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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Zator is an investment advisor representative with Emerson Equity LLC. Douglas Zator is registered with the state of California and has been in the industry since November 7, 2014. Douglas Zator has a strong background in financial services, having worked with a variety of firms including Great Point Capital, Cantor Fitzgerald & Co., and J.P. Morgan Securities. Douglas Zator holds the Series 6, 7, 24, 63, and 65 licenses. Douglas Zator has experience providing financial planning, portfolio management for individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Management of private placement life insurance / insurance dedicated funds (single investor private funds)
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
12/07/2023 - Present
Emerson Equity LLC (SAN MATEO CA)
GA
08/09/2023 - 12/11/2023
ARKADIOS CAPITAL (ATLANTA GA)
CA
11/19/2021 - 08/15/2023
EMERSON EQUITY LLC (SAN MATEO CA)
IL
11/09/2020 - 11/18/2021
GREAT POINT CAPITAL LLC (CHICAGO IL)
CA
11/05/2018 - 11/12/2020
CANTOR FITZGERALD & CO. (NEWPORT BEACH CA)
IL
05/23/2017 - 11/09/2018
J.P. MORGAN SECURITIES LLC (Chicago IL)
IL
06/30/2016 - 03/09/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)
IL
08/20/2014 - 06/23/2016
METLIFE SECURITIES, INC (CHICAGO IL)
IA
Issued 11/09/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/24/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/06/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2016
Series 7 - General Securities Representative Examination
BC
Issued 08/20/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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