Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Workman is a financial professional with over 20 years of experience in the securities industry. Douglas has held positions at several firms including Cantor Fitzgerald Securities and G-2 Trading, LLC. Douglas is currently registered with Lazard Asset Management Securities LLC. Douglas has a Series 7 and Series 63 license and has passed the Securities Industry Essentials (SIE) exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/23/2011 - Present
Lazard Asset Management Securities LLC (NEW YORK NY)
NY
12/11/2008 - 12/16/2009
G-2 TRADING,LLC (NEW YORK NY)
NY
11/15/1995 - 04/01/1998
CANTOR FITZGERALD SECURITIES (NEW YORK NY)
BC
Issued 12/04/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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