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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas M. Pryor II is a financial advisor registered with Wedbush Securities Inc., working in the Woodland Hills, CA branch office. Douglas has been working in the securities industry since 1994. Douglas holds a variety of licenses and credentials, including Series 3, 7, 9, 10, 31, 63, and 65. Douglas also holds licenses to offer investment advice in multiple states. Douglas specializes in providing financial planning, pension consulting, educational seminars, and portfolio management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/09/2021 - Present
Wedbush Securities Inc. (WOODLAND HILLS CA)
CA
02/13/2009 - 01/23/2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEWPORT BEACH CA)
CA
04/02/2007 - 02/17/2009
MORGAN STANLEY & CO. INCORPORATED (SANTA MONICA CA)
CA
03/22/2005 - 04/02/2007
MORGAN STANLEY DW INC. (IRVINE CA)
NY
07/06/2004 - 04/12/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
08/18/1994 - 07/09/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 01/24/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/30/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/03/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/09/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/16/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2003
Series 3 - National Commodity Futures Examination
BC
Issued 09/21/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 08/17/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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