Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas M. Holthaus is an Investment Advisor Representative at J.p. Morgan Securities LLC. Douglas has been in the industry since September 11, 2004 and has experience in a wide range of financial services. Douglas has a strong background in portfolio management for both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
MD
03/31/2023 - Present
J.p. Morgan Securities LLC (Baltimore MD)
MD
03/07/2014 - 08/17/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BALTIMORE MD)
MD
07/13/2012 - 02/24/2014
PNC INVESTMENTS (BALTIMORE MD)
MD
06/01/2004 - 10/18/2007
PNC FUND DISTRIBUTOR, INC. (BALTIMORE MD)
MD
02/25/2005 - 06/19/2007
MERCANTILE BROKERAGE SERVICES, INC. (BALTIMORE MD)
MD
01/08/2003 - 07/02/2004
MERCANTILE SECURITIES, INC. (BALTIMORE MD)
MD
09/23/2002 - 10/17/2002
RYDEX DISTRIBUTORS, INC. (ROCKVILLE MD)
NY
01/13/2001 - 04/17/2002
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
10/19/2000 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
CA
11/06/1998 - 06/12/2000
FRIEDMAN, BILLINGS, RAMSEY & CO., INC. (LOS ANGELES CA)
IA
Issued 03/30/2023
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 09/26/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/14/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/18/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2012
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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