Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Gay is a financial advisor with Northwestern Mutual Investment Services, LLC and has been working in the industry since April 2017. Douglas has a Series 66, Series 7, and SIE license. Douglas is registered with the state of North Carolina as an Investment Advisor Representative. Douglas is also registered with the state of Florida, North Carolina, and South Carolina as a Broker. Douglas can provide investment research and referrals to other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NC
05/18/2017 - Present
Northwestern Mutual Investment Services, LLC (Sanford NC)
BOTH
Issued 05/16/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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