Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Louis Shepard is a financial advisor with over 20 years of experience in the financial services industry. Douglas has a strong background in providing financial advice to individuals and families. Douglas is currently registered with Eagle Strategies LLC and holds Series 7, 63, 26 and 65 licenses. Douglas has held previous roles at firms such as Realty Capital Securities, LLC, AXA Distributors, LLC, John Hancock Distributors LLC and UnionBanc Investment Services, LLC. Douglas specializes in providing financial planning, portfolio management, and educational seminars. Douglas is dedicated to providing clients with personalized financial guidance and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/08/2021 - Present
Eagle Strategies LLC (San Diego CA)
NY
07/18/2014 - 12/22/2014
REALTY CAPITAL SECURITIES, LLC (NEW YORK CITY NY)
NJ
01/17/2012 - 07/07/2014
AXA DISTRIBUTORS, LLC (JERSEY CITY NJ)
MA
09/15/2008 - 12/05/2011
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
CA
05/20/2002 - 09/09/2008
UNIONBANC INVESTMENT SERVICES, LLC (SAN DIEGO CA)
CA
09/13/2001 - 05/15/2002
WM FINANCIAL SERVICES, INC. (IRVINE CA)
AZ
06/14/2001 - 07/20/2001
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
AZ
12/22/1998 - 05/16/2001
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NY
06/25/1998 - 12/31/1998
SPIDER SECURITIES, INC. (NEW YORK NY)
IA
Issued 06/07/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/26/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2017
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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