Unclaimed
Douglas Loren Degraw is a registered representative with Fidelity Brokerage Services LLC. Douglas has been in the securities industry since 2012 and is currently registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to sell securities in 53 states. Douglas is a licensed Series 7, 6, and 63 representative and holds a Series SIE exam. Douglas was previously employed by E*TRADE SECURITIES LLC and Fidelity Brokerage Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
UT
07/11/2016 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
UT
08/14/2015 - 06/29/2016
E*TRADE SECURITIES LLC (SANDY UT)
RI
09/24/1993 - 07/23/1996
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BC
Issued 08/28/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2015
Series 7 - General Securities Representative Examination
BC
Issued 09/23/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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