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Douglas Loren Degraw

Fidelity Brokerage Services LLC

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About Douglas Loren Degraw

Douglas Loren Degraw is a registered representative with Fidelity Brokerage Services LLC. Douglas has been in the securities industry since 2012 and is currently registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to sell securities in 53 states. Douglas is a licensed Series 7, 6, and 63 representative and holds a Series SIE exam. Douglas was previously employed by E*TRADE SECURITIES LLC and Fidelity Brokerage Services, Inc.

Firm Information

Douglas Degraw is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Douglas Degraw’s Registration & Firm History

UT

07/11/2016 - Present

Fidelity Brokerage Services LLC (SALT LAKE CITY UT)

UT

08/14/2015 - 06/29/2016

E*TRADE SECURITIES LLC (SANDY UT)

RI

09/24/1993 - 07/23/1996

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 08/28/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/14/2015

Series 7 - General Securities Representative Examination

BC

Issued 09/23/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Douglas Loren Degraw.
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