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Douglas Lloyd Fitzgerald

Keybanc Capital Markets Inc.

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About Douglas Lloyd Fitzgerald

Douglas Fitzgerald is a financial advisor with Keybanc Capital Markets Inc. Douglas has been in the financial services industry since 1992. Douglas is a registered representative with FINRA and holds Series 7, Series 24, and Series 63 licenses. Douglas has been with Keybanc Capital Markets Inc. since 2007 and has a branch office in Boston, MA. Prior to joining Keybanc Capital Markets Inc., Douglas was employed by Prudential Equity Group, LLC, Ryan Beck & Co., Advest, Inc., Deutsche Bank Securities Inc., Dresdner Kleinwort Benson North America LLC, NatWest Securities Corporation, Reich & Co., Inc., Martin Simpson & Company, Inc., and Donaldson, Lufkin & Jenrette Securities Corporation.

Firm Information

Douglas Fitzgerald is currently registered with Keybanc Capital Markets Inc.. Keybanc Capital Markets Inc. is a corporation formed on May 18, 1983 and is registered in 53 states and the SEC. The firm is headquartered in Cleveland, Ohio, and provides a wide range of investment banking and capital markets services. The firm's services include mergers and acquisitions, debt and equity underwriting, and financial advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

359

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Douglas Fitzgerald’s Registration & Firm History

MA

08/22/2007 - Present

Keybanc Capital Markets Inc. (BOSTON MA)

MA

05/19/2005 - 06/18/2007

PRUDENTIAL EQUITY GROUP, LLC (BOSTON MA)

NJ

03/09/2005 - 05/02/2005

RYAN BECK & CO. (FLORHAM PARK NJ)

CT

10/01/2003 - 03/24/2005

ADVEST, INC. (HARTFORD CT)

NY

05/01/2000 - 04/25/2002

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

08/22/1997 - 04/07/2000

DRESDNER KLEINWORT BENSON NORTH AMERICA LLC (NEW YORK NY)

NY

06/24/1993 - 09/05/1997

NATWEST SECURITIES CORPORATION (NEW YORK NY)

NA

04/19/1993 - 06/16/1993

REICH & CO., INC.

NY

01/05/1993 - 05/05/1993

MARTIN SIMPSON & COMPANY, INC. (NEW YORK NY)

NJ

01/09/1991 - 11/18/1992

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 01/14/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/29/2007

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/08/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Douglas Lloyd Fitzgerald.
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