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Douglas Listman

J.v.b. Financial Group, LLC

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About Douglas Listman

Douglas Listman is a financial professional with over a decade of experience in the industry. He has held various roles at several firms including Cohen & Company Capital Markets, LLC and Cohen & Company Securities, LLC. Douglas currently works as a Financial Advisor at J.v.b. Financial Group, LLC in Philadelphia, Pennsylvania.

Firm Information

Douglas Listman is currently registered with J.v.b. Financial Group, LLC. J.v.b. Financial Group, LLC is a Limited Liability Company that was formed on December 5, 2008. The firm is registered in 53 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

47

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Douglas Listman’s Registration & Firm History

PA

02/24/2012 - Present

J.v.b. Financial Group, LLC (PHILADELPHIA PA)

PA

03/14/2011 - 02/17/2012

COHEN & COMPANY CAPITAL MARKETS, LLC (PHILADELPHIA PA)

PA

03/14/2011 - 04/26/2011

COHEN & COMPANY SECURITIES, LLC (PHILADELPHIA PA)

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Licenses & Designations

BC

Issued 03/12/2011

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

SIE - Securities Industry Essentials Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Douglas Listman.
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