Unclaimed
Douglas Listman is a financial professional with over a decade of experience in the industry. He has held various roles at several firms including Cohen & Company Capital Markets, LLC and Cohen & Company Securities, LLC. Douglas currently works as a Financial Advisor at J.v.b. Financial Group, LLC in Philadelphia, Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
02/24/2012 - Present
J.v.b. Financial Group, LLC (PHILADELPHIA PA)
PA
03/14/2011 - 02/17/2012
COHEN & COMPANY CAPITAL MARKETS, LLC (PHILADELPHIA PA)
PA
03/14/2011 - 04/26/2011
COHEN & COMPANY SECURITIES, LLC (PHILADELPHIA PA)
BC
Issued 03/12/2011
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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