Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Leo Cavender is a financial advisor who has been in the industry since 2006. Douglas is currently registered with Hornor, Townsend & Kent, LLC and is also registered with the state of Ohio. Douglas specializes in financial planning, pension consulting, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
1
2
PA
06/15/2017 - Present
Hornor, Townsend & Kent, LLC (HORSHAM PA)
OH
10/14/2014 - 12/16/2014
SAGEPOINT FINANCIAL, INC. (CINCINNATI OH)
OH
05/22/2013 - 12/16/2013
MML INVESTORS SERVICES, LLC (CINCINNATI OH)
OH
02/20/2013 - 05/07/2013
WADDELL & REED, INC. (CINCINNATI OH)
OH
04/11/2011 - 06/20/2012
THRIVENT INVESTMENT MANAGEMENT INC. (CINCINNATI OH)
OH
12/02/2010 - 01/31/2011
MWA FINANCIAL SERVICES INC. (SPRINGBORO OH)
OH
10/25/2006 - 10/19/2010
METLIFE SECURITIES INC. (CINCINNATI OH)
OH
10/25/2006 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (CINCINNATI OH)
KY
10/07/2005 - 10/24/2006
W&S BROKERAGE SERVICES, INC. (CRESTVIEW HILLS KY)
MA
07/21/2003 - 09/12/2005
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
07/21/2003 - 09/12/2005
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
CA
06/18/2002 - 08/04/2003
FORESTERS SECURITIES, INC. (SAN DIEGO CA)
IN
03/28/2002 - 07/08/2002
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
03/28/2002 - 07/08/2002
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
BC
Issued 06/23/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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