Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Lennon is a financial professional with Northwestern Mutual Investment Services, LLC in Akron, Ohio. Douglas has been in the financial services industry since 2021. Douglas holds Series 7TO, Series 6TO, and Series 63 licenses, as well as the SIE exam. Douglas was previously registered with VANGUARD MARKETING CORPORATION in Malvern, Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
OH
04/11/2024 - Present
Northwestern Mutual Investment Services, LLC (AKRON OH)
PA
02/24/2021 - 11/08/2023
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 03/05/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/30/2024
Series 7TO - General Securities Representative Examination
BC
Issued 02/24/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/06/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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