Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Ritter is a financial advisor with over 30 years of experience in the financial services industry. Douglas has a deep understanding of the financial markets and is committed to providing personalized financial advice to his clients. Douglas is a Certified Financial Planner® and a Personal Financial Specialist™. Douglas is registered to provide investment advisory services in Minnesota and Texas. His current firm, LPL Financial LLC, offers a wide range of financial products and services to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
12/13/2017 - Present
LPL Financial LLC (RED WING MN)
MN
05/01/2012 - 11/29/2017
NATIONAL PLANNING CORPORATION (RED WING MN)
MN
08/19/1992 - 05/03/2012
ING FINANCIAL PARTNERS, INC. (RED WING MN)
NY
02/28/1991 - 09/14/1992
CFS BROKERAGE CORP. (NEW YORK NY)
NA
07/28/1992 - 08/19/1992
NWNL MANAGEMENT CORPORATION
IA
Issued 10/23/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/30/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/04/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/1993
Series 7 - General Securities Representative Examination
BC
Issued 11/30/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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