Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Olmscheid is a financial advisor registered with Principal Securities, Inc. Douglas has 20 years of experience in the financial services industry. Douglas is a registered representative and investment advisor representative. He has passed the Series 6, 7, 63, and 65 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
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2
IA
10/11/2018 - Present
Principal Securities, Inc. (DES MOINES IA)
IA
11/27/2013 - 11/16/2016
PRINCIPAL SECURITIES, INC. (DES MOINES IA)
IA
11/27/2013 - 11/15/2016
PRINCIPAL FUNDS DISTRIBUTOR, INC. (DES MOINES IA)
IA
05/02/2005 - 09/03/2013
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
NY
03/13/2002 - 11/24/2004
NEW ENGLAND SECURITIES (NEW YORK NY)
NJ
12/11/2000 - 03/19/2002
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 07/09/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/11/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/2016
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2005
Series 7 - General Securities Representative Examination
BC
Issued 12/08/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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