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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas McCoy is a financial advisor at LPL Financial LLC. Douglas has been in the financial services industry since 1987. Douglas McCoy is registered in 17 states. Douglas McCoy provides financial planning, portfolio management, and consulting services to individuals, businesses, and institutions. Douglas is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
02/01/2000 - Present
LPL Financial LLC (SAINT CHARLES IL)
IL
03/14/1994 - 12/03/1997
CHARTERED PLANNING, LTD. (LAKE FOREST IL)
MA
01/11/1993 - 02/10/1994
MUTUAL SERVICE CORPORATION (BOSTON MA)
AZ
11/19/1989 - 01/15/1993
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
09/18/1987 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
IA
Issued 04/08/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/10/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/1989
Series 7 - General Securities Representative Examination
BC
Issued 10/01/1987
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 09/08/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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