Unclaimed
Douglas Kierstein is a financial professional with over 20 years of experience in the financial services industry. Douglas has a strong background in securities, having held positions at several prominent firms, including TIAA-CREF Individual & Institutional Services, LLC, World Group Securities, Inc., BANC ONE Securities Corporation and Charles Schwab & Co., Inc. Douglas is currently registered with Allstate Financial Services, LLC and holds Series 7 and Series 66 securities licenses as well as a Series 63 license. Douglas is registered to provide securities advice in Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
12/02/2014 - Present
Allstate Financial Services, LLC (Brighton CO)
CO
06/05/2007 - 03/20/2013
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
GA
08/17/2004 - 05/05/2006
WORLD GROUP SECURITIES, INC. (DULUTH GA)
IL
02/26/2002 - 01/07/2003
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
TX
08/08/2000 - 10/09/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 11/26/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/03/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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