Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Jones is an investment advisor representative with LPL Financial LLC. Douglas has been in the financial services industry since December 2, 1990. Douglas holds Series 7, Series 63, and Series 66 licenses. Douglas has worked at several firms including CUNA Brokerage Services, Inc., CUSO Financial Services, L.P., and BancWest Investment Services, Inc.. Douglas specializes in working with individuals, high-net-worth individuals, corporations, and other businesses, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
05/18/2022 - Present
LPL Financial LLC (LOUISVILLE CO)
CO
11/09/2017 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (BOULDER CO)
CO
12/09/2011 - 10/17/2016
CUSO FINANCIAL SERVICES, L.P. (BOULDER CO)
CO
05/09/2008 - 12/02/2011
BANCWEST INVESTMENT SERVICES, INC. (BOULDER CO)
CO
03/24/2008 - 05/01/2008
CHASE INVESTMENT SERVICES CORP. (BOULDER CO)
CO
08/12/2006 - 03/17/2008
BANCWEST INVESTMENT SERVICES, INC. (THORNTON CO)
CO
10/12/2004 - 08/12/2006
INVEST FINANCIAL CORPORATION (LONGMONT CO)
NY
02/03/2004 - 10/04/2004
IFMG SECURITIES, INC. (PURCHASE NY)
NE
04/23/2002 - 01/23/2004
ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)
MN
05/10/2000 - 02/04/2002
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
MN
06/13/1997 - 05/10/2000
BISYS BROKERAGE SERVICES, INC. (ST. CLOUD MN)
NE
02/15/1996 - 12/31/1996
SECURITIES AMERICA, INC. (LAVISTA NE)
MN
05/19/1993 - 10/24/1995
NORWEST INVESTMENT SERVICES, INC. (MINNEAPOLIS MN)
MN
10/19/1988 - 05/25/1993
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/19/1988 - 05/25/1993
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 06/22/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/01/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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