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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Hartz is an investment advisor representative with LPL Financial LLC. Douglas has been in the industry since 1993 and is registered in 25 states. Douglas specializes in providing financial planning, portfolio management, and consulting services to individuals, businesses, and charitable organizations. Douglas has been with LPL Financial LLC since 2011 and previously worked with UVEST FINANCIAL SERVICES GROUP, INC., BI INVESTMENTS, LLC, RAYMOND JAMES FINANCIAL SERVICES, INC., ROBERT THOMAS SECURITIES, INC, FIRST UNION BROKERAGE SERVICES, INC., and SIGNET FINANCIAL SERVICES,INC. Douglas's primary business affiliation is with C&F WEALTH MANAGEMENT CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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VA
10/11/2011 - Present
LPL Financial LLC (RICHMOND VA)
VA
04/30/2008 - 10/11/2011
UVEST FINANCIAL SERVICES GROUP, INC. (MIDLOTHIAN VA)
VA
01/05/2005 - 04/30/2008
BI INVESTMENTS, LLC (MIDLOTHIAN VA)
FL
01/04/1999 - 01/12/2005
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
FL
02/19/1998 - 01/04/1999
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
NC
01/01/1998 - 02/18/1998
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NC
04/15/1993 - 01/01/1998
SIGNET FINANCIAL SERVICES,INC. (CHARLOTTE NC)
IA
Issued 08/22/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/06/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/27/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/1998
Series 7 - General Securities Representative Examination
BC
Issued 04/14/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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