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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Golden is a financial advisor with Wells Fargo Clearing Services, LLC, with over 40 years of experience in the industry. Douglas has been registered with the state of Florida since 2003 and holds Series 7 and Series 63 licenses. Douglas has previously worked with firms such as Smith Barney Inc, Lehman Brothers Inc, and Raymond James & Associates, Inc. In addition to his current registration with Wells Fargo Clearing Services, LLC, Douglas is also registered in Arizona, California, Connecticut, District of Columbia, Georgia, Illinois, Maryland, Massachusetts, Mississippi, Missouri, New Jersey, New Mexico, New York, North Carolina, Ohio, Pennsylvania, South Carolina and Tennessee. Douglas is also a registered investment advisor in Florida. Douglas has a strong track record of providing investment advice and portfolio management services to a wide range of clients, including high-net-worth individuals, corporations, and institutions. Douglas also provides financial planning, pension consulting, and investment consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/01/2003 - Present
Wells Fargo Clearing Services, LLC (AVENTURA FL)
NY
11/18/1996 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/31/1993 - 11/14/1996
SMITH BARNEY INC. (NEW YORK NY)
NY
06/10/1983 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
06/25/1982 - 06/06/1983
RAYMOND JAMES & ASSOCIATES, INC.
NA
03/26/1982 - 07/07/1982
FITTIN, CUNNINGHAM & LAUZON, INC.
BC
Issued 10/16/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1982
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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