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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Bottlemy is an investment advisor representative who has been in the industry since 2001. Douglas is currently registered with Fidelity Personal and Workplace Advisors in Boston, Massachusetts. Douglas is also registered as an investment advisor representative in Colorado and Texas. Douglas has prior experience with TIAA-CREF, T. Rowe Price, and other financial firms. Douglas has experience in financial planning, portfolio management for individuals and businesses, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (ENGLEWOOD CO)
CO
03/10/2004 - 10/15/2015
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
MD
02/10/2004 - 02/23/2004
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
CT
03/19/2001 - 02/22/2002
AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)
CO
05/17/2000 - 01/16/2001
TRANSAMERICA CAPITAL, INC. (DENVER CO)
CA
07/17/1998 - 04/26/2000
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
BOTH
Issued 05/18/2004
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/27/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/1999
Series 7 - General Securities Representative Examination
BC
Issued 07/16/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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