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Douglas Lawrence Whitmore

Steward Partners Investment Advisory, LLC

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About Douglas Lawrence Whitmore

Douglas Lawrence Whitmore is a registered investment advisor representative with Steward Partners Investment Advisory, LLC. Douglas has been in the securities industry since February 2010. Douglas holds the Series 66, Series 7, Series 31, and SIE licenses. Douglas specializes in financial planning, portfolio management for individuals, pension consulting and selection of other advisors. Douglas has also been a board member of the Fuse Project, a non-profit organization dedicated to supporting children.

Firm Information

Douglas Whitmore is currently registered with Steward Partners Investment Advisory, LLC. Steward Partners Investment Advisory, LLC is an investment advisory firm with approximately $20.43 billion in regulatory assets under management. The firm provides financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors. Steward Partners Investment Advisory, LLC has 354 registered representatives and serves a range of clients, including high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and banking or thrift institutions. They are headquartered in New York, NY.
Steward Partners Investment Advisory, LLC

140 E. 45TH STREET

NEW YORK, NY 10017

$20.43B

Assets Under Management

21,758

Total Clients

356

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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financial consulting

Financial consulting

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Douglas Whitmore’s Registration & Firm History

AL

02/01/2024 - Present

Steward Partners Investment Advisory, LLC (MOBILE AL)

AL

01/24/2014 - 02/08/2024

WELLS FARGO CLEARING SERVICES, LLC (MOBILE AL)

AL

02/08/2010 - 01/31/2014

MORGAN STANLEY (MOBILE AL)

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Licenses & Designations

BOTH

Issued 04/06/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/27/2010

Series 31 - Futures Managed Funds Examination

BC

Issued 02/04/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Douglas Lawrence Whitmore.
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