Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Langdon Richardson is a financial advisor with over 20 years of experience in the industry. Douglas is currently registered with Prudential Investment Management Services LLC and holds a Series 63, SIE, Series 7, Series 3 and Series 6 licenses. Douglas has previously worked with Loomis Sayles Distributors, L.P., State Street Research Investment Services, Inc., and Fidelity Investments Institutional Services Company, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
08/17/2016 - Present
Prudential Investment Management Services LLC (Boston MA)
MA
02/16/2005 - 05/09/2016
LOOMIS SAYLES DISTRIBUTORS, L.P. (BOSTON MA)
MA
10/18/2001 - 09/30/2002
STATE STREET RESEARCH INVESTMENT SERVICES, INC. (BOSTON MA)
RI
10/16/2000 - 08/30/2001
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 01/17/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/2015
Series 7 - General Securities Representative Examination
BC
Issued 07/14/2012
Series 3 - National Commodity Futures Examination
BC
Issued 10/13/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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