Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Alan Brown is a financial advisor registered with Raymond James Financial Services Advisors, Inc. Douglas has been in the financial services industry since 1982. Douglas is also the proprietor/owner of Doug Brown & Associates, LLC. Douglas Alan Brown is a Certified Financial Planner. Doug Brown has offices in Petoskey, MI, which is where Doug is registered as a registered investment advisor. Doug Brown has offices in multiple states and is registered as a broker-dealer in multiple states. Doug is also the proprietor/owner of Bickerstaff, Brown & Associates, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
MI
10/10/2012 - Present
Raymond James Financial Services Advisors, Inc. (Petoskey MI)
MI
10/31/2003 - 10/03/2012
RAYMOND JAMES & ASSOCIATES, INC. (PETOSKEY MI)
KY
11/07/1997 - 11/17/2003
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
MI
06/08/1992 - 11/17/1997
FIRST OF MICHIGAN CORPORATION (DETROIT MI)
MO
03/21/1984 - 06/05/1992
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NA
10/04/1983 - 04/13/1984
E. F. HUTTON & COMPANY INC
NA
12/23/1981 - 08/29/1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 12/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/1/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/31/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 2/11/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/18/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 9/25/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 1/26/1982
Series 5 - Interest Rate Options Examination
BC
Issued 12/19/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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