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Douglas L Woolbert

Pruco Securities, LLC

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About Douglas L Woolbert

Douglas Woolbert is a financial advisor with Pruco Securities, LLC. Douglas has been in the financial services industry since 1996. Douglas specializes in providing financial advice to individuals, high net worth individuals, corporations, and other businesses. Douglas is registered with FINRA and the state of New Jersey and New York.

Firm Information

Douglas Woolbert is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Douglas Woolbert’s Registration & Firm History

NY

07/14/2021 - Present

Pruco Securities, LLC (CAZENOVIA NY)

NY

12/18/2017 - 08/06/2018

AXA ADVISORS, LLC (SYRACUSE NY)

NY

01/23/2007 - 08/29/2016

E*TRADE SECURITIES LLC (NEW YORK NY)

RI

10/20/2004 - 01/16/2007

BANC OF AMERICA INVESTMENT SERVICES, INC. (LINCOLN RI)

NY

06/02/2000 - 10/20/2004

QUICK & REILLY, INC. (NEW YORK NY)

NE

11/18/1996 - 04/19/2000

TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)

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Licenses & Designations

IA

Issued 08/07/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/19/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/29/2001

Series 24 - General Securities Principal Examination

BC

Issued 10/06/1998

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 08/06/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/15/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Douglas L Woolbert.
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