Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas L Peterson is a registered representative with Fidelity Brokerage Services LLC. Douglas has passed the Series 7TO, Series 63 and SIE exams and is registered to sell securities in 53 states and the District of Columbia. Douglas is also a registered principal with FINRA. Douglas is a relatively new member of the financial services industry, having entered the industry on July 2, 2024. Douglas's current employment with Fidelity Brokerage Services LLC began on July 3, 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
UT
07/03/2024 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
BC
Issued 07/16/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/03/2024
Series 7TO - General Securities Representative Examination
BC
Issued 05/28/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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