Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Braunstein is a financial professional with over 20 years of experience in the industry. Douglas has a diverse background having worked with firms such as J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and CS First Boston Corporation. Douglas is currently registered with Wells Fargo Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
03/01/2024 - Present
Wells Fargo Securities, LLC (New York NY)
NY
08/20/2021 - 02/15/2024
HUDSON EXECUTIVE SECURITIES LLC (New York NY)
NY
07/25/2008 - 02/04/2015
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
06/02/1997 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
01/24/1997 - 05/06/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/29/1992 - 05/12/1993
CS FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 12/14/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/26/2004
Series 24 - General Securities Principal Examination
BC
Issued 09/24/1992
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
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