Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Kent Zima is a financial professional with over 39 years of experience in the securities industry. Douglas is currently registered with Cambridge Investment Research Advisors, Inc. and has been with the firm since January 2019. Previously, Douglas was registered with Securities America, Inc. and VSR Financial Services, Inc. Douglas specializes in providing financial planning, pension consulting, educational seminars, market timing services, selection of other advisors, portfolio management for businesses and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
IA
01/02/2019 - Present
Cambridge Investment Research Advisors, Inc. (Onawa IA)
IA
07/16/2013 - 01/02/2019
SECURITIES AMERICA, INC. (ONAWA IA)
IA
10/26/2001 - 07/16/2013
VSR FINANCIAL SERVICES, INC. (BLENCOE IA)
IA
02/18/1993 - 11/01/2001
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (CEDAR RAPIDS IA)
NA
01/08/1992 - 03/02/1993
F.J. GARBER & CO.
NA
01/11/1988 - 01/27/1992
LOCUST STREET SECURITIES, INC.
IA
01/28/1983 - 01/27/1992
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
BOTH
Issued 03/22/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/21/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/1991
Series 7 - General Securities Representative Examination
BC
Issued 01/27/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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