Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Kenneth Allen has been a registered professional in the financial services industry since August 1996. Douglas has worked with LPL Financial LLC since August 2017. Previous to that, Douglas was registered with Wells Fargo Advisors Financial Network, LLC and Wells Fargo Advisors, LLC. Douglas also has several state registrations and holds the Series 7, Series 31, and Series 63 licenses. Douglas provides financial planning and consulting services to individuals and families and specializes in providing retirement planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
08/25/2017 - Present
LPL Financial LLC (AMARILLO TX)
TX
05/11/2012 - 08/29/2017
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (AMARILLO TX)
TX
05/20/2008 - 05/11/2012
WELLS FARGO ADVISORS, LLC (AMARILLO TX)
TX
08/13/1996 - 05/21/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (AMARILLO TX)
IA
Issued 09/07/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/07/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 08/12/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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