Unclaimed
Douglas Keller Nigh has been in the financial industry since July 24, 2000. Douglas Nigh currently works for Wealth Enhancement Advisory Services, LLC and is registered as a Registered Representative and an Investment Advisor Representative. Douglas Nigh is also registered with FINRA and is licensed in 24 states. Douglas Nigh specializes in retirement planning, college savings, estate planning, and insurance. Douglas Nigh is also a Certified Financial Planner. Douglas Nigh is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Erisa 3(38) investment manager
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees received from third party investment advisors
1
2
MN
08/02/2021 - Present
Wealth Enhancement Advisory Services, LLC (PLYMOUTH MN)
MD
11/07/2008 - 08/02/2021
COMMONWEALTH FINANCIAL NETWORK (HAGERSTOWN MD)
MD
05/07/2003 - 11/10/2008
SII INVESTMENTS, INC. (HAGERSTOWN MD)
SC
12/18/2001 - 05/12/2003
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
CT
07/25/2000 - 12/19/2001
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
IA
Issued 02/13/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/24/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2002
Series 7 - General Securities Representative Examination
BC
Issued 07/24/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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