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Douglas Keith Jones

Northern Lights Distributors, LLC

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About Douglas Keith Jones

Douglas Keith Jones is a registered representative with Northern Lights Distributors, LLC. Douglas has been in the financial services industry since August 25, 1993. Previously, Douglas worked at Ultimus Fund Distributors, LLC, Unified Financial Securities, LLC, BISYS Fund Services Limited Partnership, Countrywide Investments, Inc. and Leshner Financial Services, Inc. Douglas is also a registered representative with FINRA and holds licenses in Florida, Indiana, Nebraska, and Ohio.

Firm Information

Douglas Jones is currently registered with Northern Lights Distributors, LLC. Northern Lights Distributors, LLC is a Limited Liability Company formed in December 2003. The company is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Douglas Jones’s Registration & Firm History

NE

04/01/2021 - Present

Northern Lights Distributors, LLC (ELKHORN NE)

IN

01/14/2016 - 01/21/2020

UNIFIED FINANCIAL SECURITIES, LLC (INDIANAPOLIS IN)

ME

08/14/1997 - 10/27/2000

BISYS FUND SERVICES LIMITED PARTNERSHIP (PORTLAND ME)

OH

12/22/1994 - 07/22/1997

COUNTRYWIDE INVESTMENTS, INC. (CINCINNATI OH)

OH

07/23/1993 - 12/22/1994

LESHNER FINANCIAL SERVICES, INC. (CINCINNATI OH)

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Licenses & Designations

BC

Issued 04/05/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/21/2019

Series 24 - General Securities Principal Examination

BC

Issued 07/24/1995

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/24/2018

Series 7 - General Securities Representative Examination

BC

Issued 07/22/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Douglas Keith Jones.
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