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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Keith Hollen is a financial advisor with LPL Financial LLC. Douglas has been in the financial services industry since July 1992. He holds the Series 3, Series 7, Series 24, Series 63, and Series 65 licenses. Douglas's areas of expertise include financial planning, portfolio management for individuals and businesses, and pension consulting. He is currently registered with the state of Wyoming, Missouri, and Texas. Douglas previously worked at Prudential Securities Incorporated and Dean Witter Reynolds Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WY
08/03/2017 - Present
LPL Financial LLC (AFTON WY)
NY
06/20/1997 - 12/04/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/23/1992 - 06/26/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 11/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/24/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/17/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/1992
Series 3 - National Commodity Futures Examination
BC
Issued 07/21/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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